Zheng, Shaoting 鄭少婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2016-01-08 | 2017-12-22 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-09-04 | 2017-12-22 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-04 | 2017-12-22 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2017-04-11 | 2017-12-22 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-01-08 | 2017-12-22 |
| 6 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2019-06-18 | 2020-04-30 | Rep | Advising on securities | 2019-08-13 | 2020-04-30 | Rep | Asset management | 2019-08-13 | 2020-04-30 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2020-05-20 | 2021-02-19 | Rep | Dealing in securities | 2020-05-20 | 2021-02-19 |
| 8 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-16 | 2019-05-22 |
| 9 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2018-01-16 | 2019-05-22 |
| 10 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2021-08-02 |
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