Tong, Peggy Ha Kay 唐夏琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-13 | 2017-02-22 |
| 2 | Fortune Asset Management Limited (HK) | Rep | Advising on securities | 2016-10-06 | 2017-02-22 | Rep | Asset management | 2016-10-06 | 2017-02-22 |
| 3 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-08-01 | 2020-01-31 | Rep | Asset management | 2017-08-01 | 2020-01-31 |
| 4 | GRT Capital Management Limited | Rep | Advising on securities | 2017-05-18 | 2017-06-28 | Rep | Asset management | 2017-05-18 | 2017-06-28 |
| 5 | Integrity Construction & Development Securities Group Limited | Rep | Dealing in securities | 2018-01-15 | 2020-01-31 |
| 6 | Vico Capital Limited | Rep | Advising on securities | 2020-07-28 | 2021-09-15 | Rep | Asset management | 2020-07-28 | 2021-09-15 | Rep | Dealing in securities | 2020-07-28 | 2021-09-15 |
| 7 | Yuan Tong Global Asset Management Limited | Rep | Asset management | 2021-09-27 | 2021-11-04 | RO | Asset management | 2021-11-04 |
| 8 | Yuan Tong Global Securities Limited | Rep | Advising on securities | 2021-09-27 | 2021-11-04 | Rep | Dealing in securities | 2021-09-27 | 2021-11-04 | RO | Advising on securities | 2021-11-04 | RO | Dealing in securities | 2021-11-04 |
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