Tong, Peggy Ha Kay 唐夏琪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FORTUNE (HK) SECURITIES LIMITED Rep Dealing in securities 2016-01-13 2017-02-22
2 Fortune Asset Management Limited Rep Advising on securities 2016-10-06 2017-02-22
3 Fortune Asset Management Limited Rep Asset management 2016-10-06 2017-02-22
4 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2017-05-18 2017-06-28
5 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2017-05-18 2017-06-28
6 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2017-08-01 2020-01-31
7 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2017-08-01 2020-01-31
8 Integrity Construction & Development Securities Group Limited Rep Dealing in securities 2018-01-15 2020-01-31
9 Vico Capital Limited Rep Advising on securities 2020-07-28 2021-09-15
10 Vico Capital Limited Rep Asset management 2020-07-28 2021-09-15
11 Vico Capital Limited Rep Dealing in securities 2020-07-28 2021-09-15
12 Yuan Tong Global Asset Management Limited Rep Asset management 2021-09-27 2021-11-04
13 Yuan Tong Global Securities Limited Rep Advising on securities 2021-09-27 2021-11-04
14 Yuan Tong Global Securities Limited Rep Dealing in securities 2021-09-27 2021-11-04
15 Yuan Tong Global Asset Management Limited RO Asset management 2021-11-04
16 Yuan Tong Global Securities Limited RO Advising on securities 2021-11-04
17 Yuan Tong Global Securities Limited RO Dealing in securities 2021-11-04

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