Holloway, Mitchell Leslie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Bell Potter Securities (HK) Limited | Rep | Dealing in securities | 2017-06-09 | 2019-04-29 |
2 | E&P Asia (HK) Limited | Rep | Advising on securities | 2024-03-28 | Rep | Dealing in securities | 2024-03-28 |
3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-01-14 | 2017-05-19 | Rep | Dealing in securities | 2016-01-14 | 2017-05-19 |
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