Liu, Xiaoquan 劉曉全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-10-19 | 2022-09-13 | RO | Asset management | 2021-10-19 | 2022-09-13 | RO | Dealing in securities | 2021-10-19 | 2022-09-13 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-10-04 | 2017-08-20 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-01-15 | 2017-08-20 | Rep | Dealing in securities | 2016-01-15 | 2017-08-20 | Rep | Dealing in securities | 2018-05-24 | 2021-05-21 |
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