Davies, Chad Matthew Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Asset management | 2022-01-13 | Rep | Dealing in futures contracts | 2022-01-13 | 2022-08-10 | Rep | Dealing in securities | 2022-01-13 | 2022-08-10 | RO | Dealing in futures contracts | 2022-08-10 | RO | Dealing in securities | 2022-08-10 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2016-01-18 | 2017-07-26 |
| 3 | Legal & General Investment Management Asia Limited | Rep | Dealing in securities | 2017-08-15 | 2021-12-29 | Rep | Asset management | 2017-12-11 | 2021-12-29 | Rep | Dealing in futures contracts | 2017-12-11 | 2021-12-29 |
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