Chui, Charles Kin Wai 崔堅偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Asset management | 2022-02-25 | 2024-09-10 | RO | Advising on securities | 2022-02-25 | 2025-03-31 | RO | Dealing in securities | 2022-02-25 | 2025-03-31 | RO | Asset management | 2024-09-10 | 2025-03-31 | RO | Advising on futures contracts | 2025-02-18 | 2025-03-31 | RO | Dealing in futures contracts | 2025-02-18 | 2025-03-31 |
| 2 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2019-03-08 | 2019-11-01 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-01-19 | 2019-02-22 | Rep | Dealing in futures contracts | 2016-01-19 | 2019-02-22 | Rep | Dealing in securities | 2016-01-19 | 2019-02-22 |
| 4 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-03-08 | 2019-11-01 | Rep | Asset management | 2019-04-08 | 2019-11-01 | Rep | Dealing in securities | 2019-05-24 | 2019-11-01 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2019-03-08 | 2019-11-01 | Rep | Advising on securities | 2019-09-02 | 2019-11-01 | Rep | Asset management | 2019-09-02 | 2019-11-01 |
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