Shan, Yi 單怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2019-07-02 | 2021-06-07 | Rep | Dealing in futures contracts | 2019-07-02 | 2021-06-07 | Rep | Dealing in securities | 2019-07-02 | 2021-06-07 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-11-12 | 2019-06-12 | Rep | Dealing in securities | 2018-11-12 | 2019-06-12 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 | 2018-06-06 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-01-20 | 2018-06-06 | Rep | Advising on securities | 2016-09-06 | 2018-06-06 |
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