Nie, Shuyue 聶舒玥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2020-10-07 | 2022-02-18 | Rep | Dealing in securities | 2020-10-07 | 2022-02-18 |
| 2 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2023-12-11 | Rep | Dealing in securities | 2023-12-11 |
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