Wong, Siu Ming (SFC:BQC317) 黃小明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-07-16 | 2021-07-31 | Rep | Dealing in securities | 2021-07-16 | 2021-07-31 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2020-10-05 | 2021-06-18 |
| 3 | Futu Securities International (HONG KONG) Limited | Rep | Advising on securities | 2023-10-26 | Rep | Dealing in futures contracts | 2023-10-26 | Rep | Dealing in securities | 2023-10-26 |
| 4 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-04 | 2023-07-13 |
| 5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-09-16 | 2023-07-13 | Rep | Dealing in securities | 2021-09-16 | 2023-07-13 |
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