Wu, Yao (SFC:BQE051) 吳嶢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-10-21 | 2021-01-12 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2020-10-21 | 2021-01-12 | Rep | Dealing in futures contracts | 2020-10-21 | 2021-01-12 | Rep | Dealing in securities | 2020-10-21 | 2021-01-12 |
| 3 | State Street Securities Hong Kong Limited | Rep | Dealing in securities | 2021-10-15 |
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