Kwok, Friedman Owen 郭傲雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-15 | 2024-04-10 |
| 2 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2024-05-07 | |
| 3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2024-04-23 | |
| 4 | SBI E2-Capital Securities Limited | Rep | Dealing in futures contracts | 2020-10-05 | 2022-09-13 | Rep | Dealing in securities | 2020-10-05 | 2022-09-13 | Rep | Advising on securities | 2021-03-22 | 2022-09-13 | Rep | Asset management | 2021-03-22 | 2022-09-13 |
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