Yam, Margaret 任彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2022-05-25 | Rep | Dealing in securities | 2022-05-25 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-01 | 2022-03-23 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-01 | 2022-03-23 | Rep | Advising on securities | 2022-02-09 | 2022-03-23 |
| 4 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-10-15 | 2021-10-16 | Rep | Dealing in securities | 2020-10-15 | 2021-10-16 |
| 5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-10-15 | 2021-10-16 |
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