Lam, Kwok Wa 林國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-29 | 2017-05-19 |
| 2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-03-22 | 2017-05-19 |
| 3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-27 | 2016-01-27 |
| 4 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-02 | |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-06-02 |
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