Jiang, Zhengtai 姜征泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2022-05-06 | |
| 2 | GUOTAI GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2022-05-06 | |
| 3 | GUOTAI GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2022-05-06 | |
| 4 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-01-28 | 2019-10-25 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2016-04-08 | 2019-10-25 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2017-02-16 | 2019-10-25 |
| 7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-02-16 | 2019-10-25 |
| 8 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-02-16 | 2019-10-25 |
| 9 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-02-16 | 2019-10-25 |
| 10 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-12-10 | 2022-04-17 |
| 11 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-12-10 | 2022-04-17 |
| 12 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-02-13 | 2022-04-17 |
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