Lee, Kai Ni 李佳妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2020-04-01 | Rep | Dealing in futures contracts | 2020-04-01 |
| 2 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-06-21 | 2020-03-05 | Rep | Advising on securities | 2018-10-05 | 2020-03-05 |
| 3 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2020-03-09 | Rep | Asset management | 2020-04-01 |
| 4 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-09 | |
| 5 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-24 | 2018-05-11 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-29 | 2018-05-11 |
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