Lai, Chui Shan 黎翠姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2016-03-09 | 2018-08-16 | Rep | Dealing in securities | 2016-03-09 | 2023-09-01 | Rep | Advising on futures contracts | 2017-06-28 | 2018-08-16 | Rep | Advising on corporate finance | 2018-08-16 | 2019-08-19 | Rep | Advising on securities | 2020-08-03 | 2023-09-01 | Rep | Advising on futures contracts | 2023-06-01 | 2023-09-01 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-08-19 | 2020-08-01 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2016-02-03 | 2016-02-26 | Rep | Dealing in securities | 2016-02-03 | 2016-02-26 |
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