Chen, Jiaqi (SFC:BGZ289) 陳嘉琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-06-03 | 2020-07-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2016-02-04 | 2020-07-31 | Rep | Dealing in securities | 2016-02-04 | 2020-07-31 | Rep | Dealing in futures contracts | 2019-09-12 | 2020-07-31 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-07-03 | 2020-07-31 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2023-01-05 | Rep | Dealing in securities | 2023-01-05 | Rep | Advising on securities | 2023-03-20 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-06 | 2022-10-07 | Rep | Dealing in futures contracts | 2020-11-06 | 2022-10-07 | Rep | Dealing in securities | 2020-11-06 | 2022-10-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy