Lau, Jacqueline Cheuk Yin 劉卓妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-04-04 | 2022-03-14 | Rep | Dealing in securities | 2019-04-04 | 2022-03-14 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2016-02-04 | 2016-06-30 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-06-20 | 2024-04-02 |
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