Hayes, Patrick Liam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-02-11 | 2018-03-17 | Rep | Dealing in securities | 2016-02-11 | 2018-03-17 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-03-14 | 2018-03-17 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-09-20 | 2022-04-30 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2019-09-20 | 2022-04-30 | Rep | Dealing in futures contracts | 2019-09-20 | 2022-04-30 | Rep | Dealing in securities | 2019-09-20 | 2022-04-30 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-06-20 | 2023-06-30 |
| 6 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2023-09-29 | |
| 7 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2018-05-03 | 2019-06-10 | Rep | Dealing in futures contracts | 2018-05-03 | 2019-06-10 | Rep | Dealing in securities | 2018-05-03 | 2019-06-10 |
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