Tsang, Kwok Yuk 曾國鈺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-02-15 | 2017-07-07 | Rep | Dealing in securities | 2016-02-15 | 2017-07-07 |
| 2 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2016-02-15 | 2017-07-07 | Rep | Asset management | 2016-02-15 | 2017-07-07 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2018-04-23 | 2020-10-31 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-04-23 | 2020-10-31 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-23 | 2020-10-31 | Rep | Dealing in securities | 2018-04-23 | 2020-10-31 |
| 6 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2020-12-31 | 2022-05-31 | Rep | Asset management | 2020-12-31 | 2022-05-31 |
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