Tam, Wai Sum (SFC:BHA088) 譚惠心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB Securities Limited | Rep | Advising on securities | 2016-11-17 | 2019-11-24 | Rep | Asset management | 2016-11-17 | 2019-11-24 |
| 2 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2016-02-16 | 2016-10-22 | Rep | Asset management | 2016-02-16 | 2016-10-22 |
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