Lo, Tai Wah 盧大華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Success Securities Limited | RO | Advising on corporate finance | 2004-12-23 | RO | Asset management | 2004-12-23 | RO | Advising on securities | 2005-12-07 | RO | Dealing in securities | 2005-12-07 | Rep | Advising on securities | 2006-12-06 | 2007-01-31 | Rep | Dealing in securities | 2006-12-06 | 2007-01-31 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-21 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-02-12 | |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-05-20 | |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 |
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