Sneath, David William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-03-01 | 2021-02-12 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-01 | 2016-10-10 | Rep | Dealing in futures contracts | 2016-10-11 | 2021-02-12 | Rep | Dealing in securities | 2016-10-11 | 2021-02-12 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-03-01 | 2016-10-10 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-19 | Rep | Advising on futures contracts | 2021-05-07 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2021-04-19 | 2022-02-16 | Rep | Advising on securities | 2021-05-07 | 2022-02-16 |
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