Kim, Min (SFC:BHC342)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-03-02 | 2016-07-31 | Rep | Dealing in securities | 2016-08-05 | 2019-01-23 | Rep | Advising on securities | 2017-12-05 | 2019-01-23 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2019-03-13 | 2021-07-23 |
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