Browne, Erin F
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIMCO Asia Limited | Rep | Advising on securities | 2024-01-31 | 2024-02-01 | Rep | Dealing in securities | 2024-01-31 | 2024-02-01 | Rep | Advising on securities | 2025-02-21 | 2025-02-26 | Rep | Dealing in securities | 2025-02-21 | 2025-02-26 |
| 2 | Point72 Hong Kong Limited | Rep | Asset management | 2016-03-02 | 2016-06-01 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-11-24 | 2017-11-29 | Rep | Dealing in securities | 2017-11-24 | 2017-11-29 | Rep | Advising on securities | 2018-08-09 | 2018-08-17 | Rep | Dealing in securities | 2018-08-09 | 2018-08-17 |
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