Tung, Kai Ah 董啟亞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2020-07-24 | 2021-07-02 | Rep | Dealing in futures contracts | 2020-07-24 | 2021-07-02 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2020-06-01 | 2020-06-26 | Rep | Dealing in securities | 2020-06-01 | 2020-06-26 | RO | Advising on securities | 2020-06-26 | 2021-07-02 | RO | Dealing in securities | 2020-06-26 | 2021-07-02 |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2020-06-01 | 2020-06-26 | Rep | Asset management | 2020-06-01 | 2020-06-26 | RO | Advising on securities | 2020-06-26 | 2021-07-02 | RO | Asset management | 2020-06-26 | 2021-07-02 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2021-09-24 | 2021-10-29 | RO | Asset management | 2021-09-24 | 2021-10-29 | RO | Dealing in securities | 2021-09-24 | 2021-10-29 |
| 5 | South China Investment Management Limited | Rep | Asset management | 2021-11-22 | 2022-02-09 | RO | Asset management | 2022-02-09 | 2024-01-04 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2021-11-22 | 2022-02-09 | RO | Advising on securities | 2022-02-09 | 2024-01-04 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-22 | 2022-02-09 | RO | Dealing in securities | 2022-02-09 | 2024-01-04 |
| 8 | TIAN YUAN FINANCE LIMITED | RO | Advising on securities | 2016-03-07 | 2019-08-07 | RO | Dealing in securities | 2016-03-07 | 2019-08-07 | RO | Asset management | 2016-06-20 | 2019-08-07 |
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