Lau, Tat Wai 劉達威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-05 | 2018-05-02 | Rep | Advising on securities | 2017-06-05 | 2018-05-02 | Rep | Dealing in securities | 2017-06-05 | 2018-05-02 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2021-09-28 | Rep | Dealing in securities | 2021-09-28 |
| 3 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2018-05-17 | 2021-08-20 | Rep | Dealing in securities | 2018-05-17 | 2021-08-20 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-07-16 | 2021-08-20 |
| 5 | VBG Capital Limited | Rep | Advising on corporate finance | 2016-03-08 | 2017-05-05 |
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