Diao, Zhihai 刁智海

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Asset management 2019-07-26 2024-02-29
RO Asset management 2024-02-29
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2017-10-16
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on securities 2017-10-16 2018-02-02
Rep Dealing in securities 2017-10-16 2018-02-02
RO Advising on securities 2018-02-02
RO Dealing in securities 2018-02-02
4 CMB International Securities Limited RO Dealing in securities 2016-03-09 2017-09-30

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