Curry, Jonathan Iain
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-03-11 | 2016-03-18 | Rep | Dealing in securities | 2017-03-15 | 2017-03-20 | Rep | Dealing in securities | 2017-09-18 | 2017-09-29 | Rep | Dealing in securities | 2018-04-16 | 2018-04-27 | Rep | Dealing in securities | 2018-11-02 | 2018-11-09 | Rep | Dealing in securities | 2019-07-02 | 2019-07-13 | Rep | Advising on securities | 2023-07-31 | 2023-08-04 | Rep | Dealing in securities | 2023-07-31 | 2023-08-04 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-03-11 | 2016-03-18 | Rep | Dealing in securities | 2017-03-15 | 2017-03-20 | Rep | Dealing in securities | 2017-09-18 | 2017-09-29 | Rep | Dealing in securities | 2018-04-16 | 2018-04-27 | Rep | Dealing in securities | 2018-11-02 | 2018-11-09 | Rep | Dealing in securities | 2019-07-02 | 2019-07-13 | Rep | Advising on securities | 2023-07-31 | 2023-08-04 | Rep | Dealing in securities | 2023-07-31 | 2023-08-04 |
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