Yuan, Xiaoxi 袁小茜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DaoKou Asset Management Limited | Rep | Advising on securities | 2017-10-25 | 2020-01-14 | Rep | Asset management | 2017-10-25 | 2020-01-14 | RO | Advising on securities | 2020-01-14 | 2025-03-24 | RO | Asset management | 2020-01-14 | 2025-03-24 |
| 2 | DaoKou Securities Limited | Rep | Dealing in securities | 2017-12-22 | 2021-03-05 | RO | Dealing in securities | 2021-03-05 | 2023-03-07 |
| 3 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-03-15 | 2017-03-06 |
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