Paul, Gordon Bruce
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-04-16 | 2019-04-23 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2024-03-15 | 2024-03-22 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2016-03-15 | 2018-06-19 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2016-03-15 | 2018-06-19 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2019-04-16 | 2019-04-23 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2024-03-15 | 2024-03-22 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-03-15 | 2018-06-19 | Morgan Stanley Hong Kong Securities Limited | Rep | 2016-03-15 | 2018-06-19 | Citigroup Global Markets Asia Limited | Rep | 2023-02-24 | 2023-03-01 |
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