Campos Diaz, Adrian Giancarlo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-03-15 | 2016-03-19 | Rep | Dealing in securities | 2016-08-04 | 2016-08-11 | Rep | Dealing in securities | 2017-06-01 | 2017-06-11 | Rep | Dealing in securities | 2017-08-30 | 2017-09-06 | Rep | Dealing in securities | 2018-06-15 | 2018-06-20 | Rep | Dealing in securities | 2018-10-18 | 2018-10-23 | Rep | Dealing in securities | 2019-03-28 | 2019-04-02 | Rep | Dealing in securities | 2019-06-20 | 2019-06-27 | Rep | Dealing in securities | 2019-09-20 | 2019-09-26 | Rep | Dealing in futures contracts | 2020-01-10 | Rep | Dealing in securities | 2020-01-10 |
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