Ward, Michael James (SFC:BHD622)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-03-17 | 2021-05-27 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-07-06 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2021-07-06 | Rep | Dealing in futures contracts | 2021-07-06 | Rep | Dealing in securities | 2021-07-06 |
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