Fung, Ka Wai (SFC:BGZ624) 馮家為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLESWIN BULLION LIMITED | Rep | Dealing in futures contracts | 2016-03-29 | 2019-11-05 | Rep | Advising on futures contracts | 2018-04-06 | 2019-11-05 |
| 2 | Honghu Best Global Family Office Limited | RO | Advising on securities | 2021-06-09 | 2023-02-27 | RO | Asset management | 2021-06-09 | 2023-02-27 | RO | Dealing in securities | 2021-06-09 | 2023-02-27 |
| 3 | ShanZe Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-04-26 | 2023-06-13 | Rep | Asset management | 2023-04-26 | 2023-06-13 | RO | Advising on securities | 2023-06-13 | RO | Asset management | 2023-06-13 |
| 4 | YICKO SECURITIES LIMITED | Rep | Asset management | 2016-03-29 | 2021-06-07 | Rep | Dealing in securities | 2016-03-29 | 2021-06-07 | Rep | Advising on securities | 2017-07-19 | 2021-06-07 |
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