Chu, Yiu Keung 朱耀強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2020-06-03 | 2020-12-16 | Rep | Dealing in futures contracts | 2020-06-03 | 2020-12-16 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2020-06-03 | 2020-12-16 | Rep | Dealing in securities | 2020-06-03 | 2020-12-16 |
| 3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2020-06-03 | 2020-12-16 |
| 4 | TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2016-03-29 | 2017-07-19 | Rep | Advising on securities | 2016-03-29 | 2017-07-19 | Rep | Asset management | 2016-03-29 | 2017-07-19 | Rep | Dealing in securities | 2016-03-29 | 2017-07-19 |
| 5 | Zhifu International Asset Management (HK) Limited | RO | Advising on securities | 2018-08-30 | 2019-10-15 | RO | Asset management | 2018-08-30 | 2019-10-15 |
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