Pun, Yat Kan (SFC:BKW033) 潘一勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2024-07-29 | 2024-12-11 | Rep | Asset management | 2024-07-29 | 2024-12-11 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2024-08-30 | 2024-12-11 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2024-07-29 | 2024-12-11 |
| 4 | Cornucopiae Asset Management Limited | Rep | Advising on securities | 2022-09-23 | 2024-07-08 | Rep | Asset management | 2022-09-23 | 2024-07-08 | Rep | Dealing in securities | 2022-09-23 | 2024-07-08 |
| 5 | MC Financial Services Limited (HK) | Rep | Advising on securities | 2025-07-14 | Rep | Asset management | 2025-07-14 | Rep | Dealing in futures contracts | 2025-07-14 | Rep | Dealing in securities | 2025-07-14 |
| 6 | Wealthy Securities Limited | Rep | Advising on securities | 2020-12-08 | 2022-05-31 | Rep | Dealing in securities | 2020-12-08 | 2022-05-31 | Rep | Asset management | 2021-05-05 | 2022-05-31 |
| 7 | Zircon Securities (HK) Limited | Rep | Asset management | 2025-01-17 | 2025-04-14 | Rep | Dealing in futures contracts | 2025-01-17 | 2025-04-14 | Rep | Dealing in securities | 2025-01-17 | 2025-04-14 |
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