Liu, Xiaoxiao (SFC:BQM504) 劉瀟瀟

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2021-03-19 2021-07-21
Rep Advising on securities 2021-03-19 2021-07-21
Rep Dealing in securities 2021-03-19 2021-07-21
2 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2020-12-11 2021-02-26
Rep Advising on securities 2020-12-11 2021-02-26
Rep Dealing in securities 2020-12-11 2021-02-26

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