Zhao, Yuan (SFC:BQK009) 趙圓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-11-24 | 2023-09-01 | Rep | Dealing in securities | 2021-12-17 | 2023-09-01 |
| 2 | NAN FUNG TRINITY (HK) LIMITED | Rep | Advising on securities | 2024-03-04 | Rep | Asset management | 2024-03-04 | Rep | Dealing in securities | 2024-03-04 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-12-11 | 2021-09-17 |
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