Shao, Yanxia 邵豔霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-21 | 2019-09-19 |
2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-07 | 2019-09-19 |
3 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2024-04-18 | RO | Asset management | 2024-04-18 |
4 | Integrity Construction & Development Securities Group Limited | RO | Advising on securities | 2024-04-18 | RO | Dealing in securities | 2024-04-18 |
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