Wu, Xinyu (SFC:BQO318) 吳新宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2020-12-21 | 2021-11-19 | Rep | Asset management | 2020-12-21 | 2021-11-19 | Rep | Dealing in securities | 2020-12-21 | 2021-11-19 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2025-07-09 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2025-07-09 | Rep | Dealing in futures contracts | 2025-07-09 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2025-07-09 | Rep | Dealing in securities | 2025-07-09 |
| 5 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2023-11-03 | 2025-02-28 |
| 6 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2022-01-11 | 2025-02-28 |
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