Luo, Di (SFC:BHH206) 羅迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Asset management | 2016-04-11 | 2016-07-12 | Rep | Advising on futures contracts | 2016-04-11 | 2017-07-28 | Rep | Advising on securities | 2016-04-11 | 2017-07-28 | Rep | Dealing in securities | 2016-04-11 | 2017-07-28 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-08-16 | 2018-11-01 | Rep | Asset management | 2018-08-16 | 2018-11-01 | Rep | Dealing in securities | 2018-08-16 | 2018-11-01 | Rep | Advising on securities | 2019-11-29 | 2019-12-05 | Rep | Dealing in securities | 2019-11-29 | 2019-12-05 |
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