Lam, Yat Yeung 林日洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-05-04 | Rep | Dealing in securities | 2022-05-04 |
| 2 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2020-12-31 | 2022-05-03 | Rep | Advising on securities | 2021-09-01 | 2022-05-03 | Rep | Dealing in securities | 2021-09-01 | 2022-05-03 |
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