Walker, Nicholas James (SFC:BHH190)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2018-05-21 | 2019-04-11 | Rep | Asset management | 2018-05-21 | 2019-04-11 |
2 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-08-28 | 2020-03-18 |
3 | PIMCO Asia Limited | Rep | Dealing in securities | 2016-04-13 | 2018-02-09 |
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