Liu, Desmond Luk Por 廖淥波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | RO | Advising on corporate finance | 2004-12-07 | RO | Advising on securities | 2005-03-01 | RO | Asset management | 2005-03-01 | RO | Dealing in securities | 2005-03-01 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-12-07 | RO | Asset management | 2004-12-07 | RO | Dealing in futures contracts | 2005-03-01 |
| 3 | One Heritage Capital Management Limited | Rep | Advising on securities | 2024-02-27 | Rep | Asset management | 2024-02-27 |
| 4 | Venture Smart Asia Limited | RO | Advising on securities | 2017-11-24 | 2024-01-19 | RO | Asset management | 2017-11-24 | 2024-01-19 | RO | Dealing in securities | 2017-11-24 | 2024-01-19 |
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