Chan, Sze Yuen (SFC:BQP946) 陳思遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2022-06-14 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-04-27 | |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-27 | Rep | Advising on securities | 2022-06-14 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-01-07 | 2022-02-04 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-01-07 | 2022-02-04 |
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