Kwan, Man Yee (SFC:BHH745) 關文懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Silver Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-04-19 | 2017-03-31 |
| 2 | Cynergy Asset Management Limited | Rep | Advising on securities | 2017-07-12 | 2018-04-30 | Rep | Asset management | 2017-07-12 | 2018-04-30 |
| 3 | Gentleman Capital Limited | Rep | Asset management | 2021-08-04 | |
| 4 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2018-05-16 | 2021-06-30 | RO | Dealing in securities | 2019-02-27 | 2020-06-11 | RO | Advising on securities | 2019-02-27 | 2021-06-30 | Rep | Dealing in securities | 2020-06-11 | 2021-06-30 |
| 5 | SP Securities Limited | Rep | Advising on securities | 2016-04-19 | 2017-07-02 | Rep | Dealing in securities | 2016-04-19 | 2017-07-02 | RO | Asset management | 2017-03-31 | 2017-07-02 |
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