Liu, Jingting (SFC:BHH897) 劉婧婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-06-24 | 2020-12-11 | Rep | Advising on securities | 2019-07-23 | 2020-12-11 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2019-06-24 | 2020-12-11 | Rep | Advising on securities | 2019-07-23 | 2020-12-11 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-07-25 | 2019-06-06 | Rep | Dealing in securities | 2017-07-25 | 2019-06-06 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-02-10 | 2022-06-20 | Rep | Advising on securities | 2021-02-10 | 2022-06-20 | Rep | Dealing in securities | 2021-02-10 | 2022-06-20 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2016-04-21 | 2017-04-28 |
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