Chung, Ho Yee (SFC:BHH748) 鍾可兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-12-18 | 2019-08-09 | Rep | Dealing in securities | 2017-12-18 | 2019-08-09 |
| 2 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in futures contracts | 2019-12-13 | 2020-09-03 | Rep | Dealing in securities | 2019-12-13 | 2020-09-03 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-04-22 | 2017-11-26 | Rep | Dealing in securities | 2016-04-22 | 2017-11-26 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-22 | 2017-11-26 |
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