Au, Pui Shan (SFC:BQT181) 區珮珊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2021-02-10 2021-09-04
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in futures contracts 2021-02-10 2021-09-04
3 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2022-04-04
Rep Dealing in futures contracts 2023-03-28
Rep Dealing in securities 2023-03-28

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